Finostat
MARKET DATATERMINALSITE

Futures: price, basis, margin and mark-to-market

Why the future trades above spot, what basis tells you, how SPAN margin and daily settlement work, and the arithmetic of a one-lot NIFTY futures trade.

Why the future is not the spot price

If NIFTY is at 23,650 today, why would its one-month future trade at, say, 23,760? Because holding the future instead of the underlying saves you money: you don't have to tie up ₹15 lakh buying 65 units of the index. That saved capital earns interest. So the fair future price is spot plus the cost of carry — the interest on the money you didn't spend — minus any dividends you forgo:

F = S × (1 + r × t) − dividends  where r is the risk-free rate and t the time to expiry in years.

At 6.5% for one month on 23,650 that is roughly 23,650 × 0.065 / 12 ≈ 128 points. If the future trades more than that above spot, the market is paying to be long — mild bullishness, or a squeeze. If it trades below fair value, or even below spot (“backwardation”), someone is paying to be short: hedgers dumping futures, dividend season, or fear.

LIVECOST OF CARRY ON TODAY'S SPOTlive spot

Fair one-month futures premium at 6.5%: spot × 0.065 / 12. For NIFTY that is about 0.54% above spot — roughly 128 points at 23,650. Compare it with the actual futures quote on your broker: the gap between the two is the basis.

Basis and what it tells you

Basis = futures price − spot. It converges to zero at expiry (the future settles at the spot value), so it shrinks a little every day. A basis wider than fair value means demand to be long; narrower means demand to be short. Traders watch the basis on BANKNIFTY and on individual stocks around results: a stock future flipping to a discount before earnings is a tell that large holders are hedging.

Margin: how much a lot really costs

A NIFTY futures lot at 23,650 controls about ₹15.4 lakh of index. You do not pay that. You post SPAN + exposure margin, typically 12–15% of contract value for an index (higher for volatile stocks), so roughly ₹1.9–2.3 lakh per lot. That is your leverage: a 1% move in NIFTY (236 points × 65 = ₹15,340) is about 7% of your margin. A 3% down day — they happen a few times a year — is a fifth of your capital gone in a session.

Mark-to-market: settling every night

Suppose you buy one NIFTY future at 23,700 on Monday. Monday's close is 23,760: ₹60 × 65 = ₹3,900 is credited to your account that night. Tuesday closes at 23,640: ₹120 × 65 = ₹7,800 is debited. You never see a single “final” P&L; it arrives in daily pieces, and if the debits drain your margin below the maintenance level you get a margin call — top up or be squared off. Futures P&L is brutally linear: every point is ₹65, up or down, forever, until you exit.

A complete one-lot example

DayCloseChangeMTM (× 65)Running P&L
Mon (buy 23,700)23,760+60+₹3,900+₹3,900
Tue23,640−120−₹7,800−₹3,900
Wed23,900+260+₹16,900+₹13,000
Thu (sell 23,880)−20−₹1,300+₹11,700

Total: (23,880 − 23,700) × 65 = ₹11,700, before brokerage, STT (on the sell side), exchange charges and GST — which for a round trip on one lot come to a few hundred rupees.

When futures are the right tool

Futures are the cleanest way to express a directional view with no time decay and no volatility exposure: you are right if price goes your way, full stop. They are the wrong tool when you want limited risk, when you expect a range rather than a trend, or when you have a view on volatility rather than direction. For those, you need options — next chapter.

Finch is education, not advice. Every number marked live is today's real market, which is exactly why the examples will not match what you read yesterday. Derivatives can lose more than you put in; nothing here is a recommendation to trade. Finostat is not affiliated with NSE, BSE, MCX or SEBI.